esma
ESAS PUBLISH JOINT ADVICE ON INFORMATION AND COMMUNICATION TECHNOLOGY RISK MANAGEMENT AND CYBERSECURITY
Posted in: News
Apr
13
2019
Regarding the need for legislative improvements, in developing the Joint Advice the ESAs’ objective was that every relevant entity should be subject to clear general requirements on governance of ICT, including cybersecurity, to ensure the safe provision of regulated services… https://www.esma.europa.eu/press-news/esma-news/esas-publish-joint-advice-information-and-communication-technology-risk
Tagged width: banking, capital markets, esma
Apr
06
2019
The European Securities and Markets Authority (ESMA) has today published the framework for its third EU-wide Central Counterparties (CCPs) stress test…
Mar
29
2019
The European Securities and Markets Authority (ESMA), the supervisor of EU credit rating agencies (CRAs), has fined three CRAs belonging to the Fitch Group a total of €5,132,500. https://www.esma.europa.eu/press-news/esma-news/esma-fines-fitch-%E2%82%AC5132500-breaches-conflict-interest-requirements
Gen
18
2019
The European Security and Markets Authority (ESMA) undertook a survey of National Competent Authorities (NCAs) in the summer of 2018 in order to better understand the circumstances under which crypto-assets may qualify as financial instruments in the EU, ESMA . ...more »
Gen
11
2019
The European Securities and Markets Authority (ESMA) today publishes its first Annual Statistical Report (Report) on the cost and performance of retail investment products. The Report covers Undertakings for Collective Investment in Transferable Securities (UCITS), Alternative Investment Funds sold to ...more »
Tagged width: capital markets, esma
ESMA: Developments in RegTech and SupTech
Posted in: News
Nov
30
2018
Patrick Armstrong, Senior Expert of the European Market and Securities Authorities (ESMA), described the the latest feedbacks in the field of Regtech and Suptech at Paris Dauphine University, Paris, 27 November, Background A number of supply-based developments and demand-based needs ...more »
Nov
24
2018
The European Securities and Markets Authority (ESMA) is publishing this Public Statement to address the risks of a no-deal Brexit scenario in the area of central clearing. The ESMA Board of Supervisors supports the continued access to UK CCPs to ...more »
Tagged width: capital markets, esma
Nov
10
2018
The European Securities and Markets Authority (ESMA) issued a Public Statement in order to raise market participants’ awareness on the readiness of credit rating agencies (CRAs) and trade repositories (TRs) for the possibility of no agreement being reached in the ...more »
Nov
02
2018
The European Securities and Markets Authority (ESMA) has today made available new data for bonds subject to the pre- and post-trade requirements of the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR) through its data register. ESMA will ...more »
Tagged width: capital markets, esma
Ott
27
2018
The European Securities and Markets Authority (ESMA) published its first Annual Statistical Report (Report) on the European Union’s (EU) derivatives markets. The Report, based on data submitted under the European Markets and Infrastructure Regulation (EMIR), provides the first comprehensive market-level view of ...more »
Tagged width: capital markets, esma
